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TRANSFER OF LEAGUE Financial Partners ACCOUNTS TO LEAGUE INVESTMENTS SERVICE, INC.
Tuesday, September 28, 2010
Dear Emanuel Arruda,
Recently, Canadian securities regulators implemented significant changes to the laws last year that determine when firms and individuals must be registered when they are trading in securities, even where the securities involved are being sold on a private placement basis in reliance on exemptions from prospectus requirements.
As a result of these changes, our sister company, LEAGUE Investment Services, Inc. (LISI)*, has obtained registration with securities regulators in all Canadian jurisdictions as an exempt market dealer.
Effective September 28, 2010, your Member Services Managers are employees of LEAGUE Investment Services, Inc., and LISI has assumed responsibility for all matters in relation to the purchase and sale of your investments in these investment products.
Rest assured, your investments will not be affected by these changes, nor will the level of service that you have grown to expect. These changes were made strictly in compliance with Canadian securities regulations. We remain committed to providing you and your family with the tools to reach Intergenerational WealthTM.
If you have any questions or concerns regarding these changes, please contact your Member Services Manager.
Yours truly,
 Emanuel F. Arruda Founding Partner LEAGUE Financial Partners
LEAGUE Financial Partners / LEAGUE Investment Services Inc. * LEAGUE Investment Services Inc. carrying on business in Nova Scotia LISI Investments.
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